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Appeal guide · Biologics

Biologic and infusion therapy denials

Biologics such as adalimumab, infliximab, vedolizumab, ustekinumab, and rituximab are denied at prior authorization for step-therapy, missing labs, or diagnosis mismatch, and later for site of care or dose escalation. The appeal is a documentation exercise against the plan's own criteria.

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What gets denied

  • First biologic for Crohn's disease, ulcerative colitis, rheumatoid arthritis, psoriatic arthritis, or psoriasis
  • Switch to a second biologic after the first stops working
  • Dose escalation or interval shortening beyond the label
  • Infusion at a hospital outpatient department instead of home or a standalone center
  • Biosimilar substitution disputes

Common denial reasons

  • Step therapy: conventional drugs (methotrexate, mesalamine, steroids) not tried or not documented
  • Disease activity scores or lab markers missing from the record
  • Diagnosis code does not match the labeled indication
  • TB or hepatitis B screening not on file
  • Plan prefers a different biologic or a biosimilar first

How we approach the appeal

Get the plan's drug policy and match every criterion to a page in the chart: diagnosis, severity score, prior drugs with dates and outcomes, screening labs, prescriber specialty. Where step therapy is the reason, use the plan's exception process and, where applicable, the state step-therapy law that requires an override when the required drug was tried, is contraindicated, or is expected to be ineffective. For a switch after loss of response, document the objective loss of response. Ask for a peer-to-peer with a reviewer in the same specialty.

Filing window

Untreated inflammatory disease supports an expedited appeal: decision within 72 hours. Internal appeal filing window: at least 180 days for commercial and employer plans; 65 days for Medicare Advantage; 60 days for Part D. External review: within 4 months of the final internal denial for ACA-covered plans (45 CFR 147.136).

Typical recovery

Biologics are priced in the thousands of dollars per dose; a denied year of therapy is commonly a five-figure sum at billed charges.

Documents we'll ask for
  • · The denial letter with the criterion or policy cited
  • · Specialist's notes with diagnosis and disease-activity measures
  • · Prior medication history with dates, doses, and outcomes
  • · TB, hepatitis, and other screening results
  • · The plan's drug policy and formulary exception form

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This page provides general information about appeal strategy. It is not legal advice. Outcomes depend on documentation, plan terms, and timing.